EQS Voting Rights Announcement: MorphoSys AG MorphoSys AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 13.05.2024 / 16:01 CET/CEST Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement. Notification of Major Holdings 1. Details of issuer Name: | MorphoSys AG | Street: | Semmelweisstr. 7 | Postal code: | 82152 | City: | Planegg Germany | Legal Entity Identifier (LEI): | 529900493806K77LRE72 | 2. Reason for notification X | Acquisition/disposal of shares with voting rights | | Acquisition/disposal of instruments | | Change of breakdown of voting rights | | Other reason: | 3. Details of person subject to the notification obligation Legal entity: UBS Group AG City of registered office, country: Zurich, Switzerland | 4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3. 5. Date on which threshold was crossed or reached:6. Total positions | % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | New | 2.94 % | 4.04 % | 6.98 % | 37716423 | Previous notification | 3.11 % | 4.22 % | 7.33 % | / | 7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG) ISIN | Absolute | In % | | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | DE0006632003 | 0 | 754125 | 0.00 % | 2.00 % | US6177602025 | 0 | 353322 | 0.00 % | 0.94 % | Total | 1107447 | 2.94 % | b.1. Instruments according to Sec. 38 (1) no. 1 WpHG Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % | Right to Recall of Lent shares | | At any time | 207174 | 0.55 % | Right of use over shares | | At any time | 606203 | 1.61 % | Right of use over ADRs (US6177602025) | | At any time | 343415 | 0.91 % | Right to Recall over ADRs (US6177602025) | | At any time | 9925 | 0.03 % | | | Total | 1166717 | 3.09 % | b.2. Instruments according to Sec. 38 (1) no. 2 WpHG Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % | Convertible bonds (DE000A3H2XW6) | 16/10/2025 | 25/11/2020 - 30/08/2025 | Physical | 46462 | 0.12 % | Right of use over convertible bonds (CH1286962597) | | At any time | Cash | 3514 | 0.01 % | Right of use over convertible bonds (DE000A3H2XW6) | | At any time | Physical | 231548 | 0.61 % | Equity Swaps | 26/02/2025 | | Cash | 8007 | 0.02 % | Swaps On Baskets | 29/01/2025-28/04/2027 | | Cash | 70307 | 0.19 % | | | | Total | 359838 | 0.95 % | 8. Information in relation to the person subject to the notification obligation | Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: | Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) | UBS Group AG | % | % | % | UBS AG | % | % | % | UBS Switzerland AG | % | % | % | - | % | % | % | UBS Group AG | % | % | % | UBS AG | % | % | % | UBS Asset Management AG | % | % | % | UBS Asset Management Holding (No. 2) Ltd | % | % | % | UBS Asset Management Holding Ltd | % | % | % | UBS Asset Management (UK) Limited | % | % | % | - | % | % | % | UBS Group AG | % | % | % | UBS AG | % | % | % | UBS Asset Management AG | % | % | % | UBS Asset Management Switzerland AG | % | % | % | UBS Fund Management (Switzerland) AG | % | % | % | - | % | % | % | UBS Group AG | % | % | % | UBS AG | % | % | % | UBS Americas Holding LLC | % | % | % | UBS Americas Inc. | % | % | % | UBS Securities LLC | % | % | % | - | % | % | % | UBS Group AG | % | % | % | UBS AG | % | % | % | UBS Asset Management AG | % | % | % | UBS Fund Management (Luxembourg) S.A. | % | % | % | - | % | % | % | UBS Group AG | % | % | % | UBS AG | % | % | % | UBS Americas Holding LLC | % | % | % | UBS Americas Inc. | % | % | % | UBS Financial Services Inc. | % | % | % | - | % | % | % | UBS Group AG | % | % | % | UBS AG | % | % | % | UBS Americas Holding LLC | % | % | % | UBS Americas Inc. | % | % | % | UBS Asset Management (Americas) LLC | % | % | % | - | % | % | % | UBS Group AG | % | % | % | Credit Suisse AG | % | % | % | Credit Suisse (Schweiz) AG | % | % | % | 9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting: Proportion of voting rights | Proportion of instruments | Total of both | % | % | % | 10. Other explanatory remarks: Date 13.05.2024 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.eqs-news.com |
Language: | English |
Company: | MorphoSys AG |
| Semmelweisstr. 7 |
| 82152 Planegg |
| Germany |
Internet: | www.morphosys.com |
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End of News | EQS News Service |
1901471 13.05.2024 CET/CEST