... oder: Neues aus Bullerbü.
Habe was mit Datum 28.09.2009 gefunden; also noch nicht so alt... Ich hoffe, es erwartet keiner eine Übersetzung... Nach dem ersten Überflug geht es wohl darum, was mit den noch nicht ausgegeben Aktien passiert. Jedenfalls um eine Formalität, um den Laden wieder zum Leben zu erwecken. Derjenige, das ganze prüft sagt im Schlusssatz, dass er bei dem Vorgang keine Nachteile für die Aktionäre sieht. Die beste Nachricht seit 3 Jahren, was auch immer nicht zum Nachteil der Aktionäre sein soll ;) Vielleicht werden die Schlümpfe mit ihrem Kramladen tatsächlich noch mal zum Handel zugelassen... Glück auf!
www.albertasecurities.com/Enforcement/...eo%20Alliance.REV.pdf
Oder so:
Citation: Neo Alliance Minerals Inc., Re, 2009 ABASC 476 Date: 20090928 ALBERTA SECURITIES COMMISSION VARIATION OF CEASE TRADE ORDER Neo Alliance Minerals Inc. Background Neo Alliance Minerals Inc. (the Filer) has made an application to the Executive Director of the Alberta Securities Commission (the Executive Director) for an order to vary a cease trade order dated 7 May 2007 (the Cease Trade Order). Pursuant to subsection 17(2) of the Securities Act (Alberta) (the Act), the Executive Director has made an Authorization Order dated 23 April 2008 (the Authorization), which includes authorizing the undersigned to revoke or vary certain orders issued under section 33.1 of the Act. Representations The Filer has represented to the undersigned that: 1. The Filer was incorporated on 24 June 2003 under the Business Corporation Act (Alberta) as Heartwood Capital Corporation (Heartwood). On 20 January 2004, Heartwood completed an initial public offering of its common shares. In April, 2006 Heartwood completed a qualifying transaction and changed its name to Neo Alliance Minerals Inc. 2. The Filer is a reporting issuer in British Columbia and Alberta and is also subject to a cease trade order issued by the British Columbia Securities Commission. 3. The Filer is authorized to issue an unlimited number of common shares without par value (the Common Shares) of which 33,691,000 Common Shares are issued and outstanding. 4. To the knowledge of the Filer, the only entity that owns more than ten percent (10%) of any class of securities of the Filer is Neo Alliance Strategic Holdings Limited (NASH), a private company indirectly controlled by a former officer and director of the Filer. NASH directly and indirectly owns or controls 18,150,000 common shares of the Filer (NASH’s Shares). 5. The Filer’s head office was located in Hong Kong and Beijing, China, but is now located in Edmonton, Alberta. 6. The Filer’s Common Shares were listed on the TSX Venture Exchange (TSX-V) but were delisted on 9 May 2007. The Filer’s Common Shares were also listed on the Frankfurt Stock Exchange.
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7. The Cease Trade Order was issued as a result of the Filer’s failure to file its audited annual financial statements for the year ended December 31, 2006 (the Delinquent Financial Statements). 8. The Filer has filed the Delinquent Financial Statements as well as its audited annual financial statements for the year ended December 31, 2007 together with its Management’s Discussion and Analysis (MD&A) for the said periods. 9. The Filer has also filed its unaudited interim financial statements and MD &A for the periods ended 31 March 2007, 30 June 2007, 30 September 2007 as well as 31 March 2008, 30 June 2008 and 30 September 2008. 10. The Filer has not filed its audited financial statements for the year ended 31 December 2008 or its unaudited interim financial statements for the periods ended 31March 2009 and 30 June 2009 (the Financial Statements). 11. The Filer is currently inactive and is seeking to effect a reorganization (the Proposed Transaction) by entering into an agreement to sell to NASH: (a) 100% of the issued and outstanding common shares of Neo Alliance Holdings Limited (NAHL), a wholly-owned subsidiary of the Filer; and (b) 90% of the issued and outstanding common shares of Minen Investments Inc. (Minen), a wholly-owned subsidiary of the Filer, including rights to an option to purchase the remaining 10% interest of Minen expiring on 22 December 2013 in exchange for the following: (a) NASH will assume any and all net amounts owing to NAHL from the Filer, along with all current and future obligations, including property and other obligations, and any liabilities of whatsoever type; and (b) NASH will transfer all of NASH’s Shares to the Filer for redemption and cancellation once an order to fully revoke the Cease Trade Order (the Full Revocation Order) has been granted. 12. The Filer seeks to vary the Cease Trade Order for the sole purpose of allowing it and NASH to enter into an agreement to effect the Proposed Transaction. 13. On 29 December 2008, the Filer received shareholder approval of the Proposed Transaction. 14. On 23 July 2009, the Filer received conditional approval of the Proposed Transaction from the TSX-V pending a full or partial revocation of the Cease Trade Order. 15. Upon receipt of the partial revocation of the Cease Trade Order and filing of the Financial Statements, the Filer intends to apply to the Alberta Securities Commission for the Full Revocation Order.
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16. Upon receipt of the Full Revocation Order, the Filer and NASH have agreed to complete the Proposed Transaction by transferring NASH’s Shares, which shares were previously issued from treasury as fully paid and non-assessable, back to the Filer for redemption and cancellation. Decision The undersigned, being of the opinion that it would not be prejudicial to the public interest to do so, orders under the Authorization that the Cease Trade Order is varied to permit the Filer to enter into an agreement to effect the Proposed Transaction. “original signed by” Blaine Young, Associate Director Corporate Finance