EQS Voting Rights Announcement: IMMOFINANZ AG IMMOFINANZ AG: Release according to Article 135, Section 2 BörseG with the objective of Europe-wide distribution 30.09.2024 / 16:24 CET/CEST Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement.
Major holdings notification pursuant to Sec. 130 to 134 BörseG 2018
Zurich, Switzerland , 30.9.2024
Overview
1. Issuer: IMMOFINANZ AG
2. Reason for the notification: Acquisition or disposal of financial/other instruments
3. Person subject to notification obligation Name: UBS Group AG City: Zurich Country: Switzerland
4. Name of shareholder(s): UBS AG
5. Date on which the threshold was crossed or reached: 26.9.2024
6. Total positions
| | % of voting rights attached to shares (7.A) | % of voting rights through financial/other instruments (7.B.1 + 7.B.2) | Total of both in % (7.A + 7.B) | Total number of voting rights of issuer |
| Resulting situation on the date on which threshold was crossed / reached | 1,22 % | 3,38 % | 4,59 % | 138 669 711 |
| Position of previous notification (if applicable) | 0,77 % | 1,95 % | 2,72 % | |
Details
7. Notified details of the resulting situation:
| A: Voting rights attached to shares |
| ISIN Code | Number of voting rights | % of voting rights |
| Direct (Sec 130 BörseG 2018) | Indirect (Sec 133 BörseG 2018) | Direct (Sec 130 BörseG 2018) | Indirect (Sec 133 BörseG 2018) |
| AT0000A21KS2 | | 1 687 648 | | 1,22 % |
| SUBTOTAL A | 1 687 648 | 1,22 % |
| B 1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018 |
| Type of instrument | Expiration Date | Exercise Period | Number of voting rights that may be acquired if the instrument is exercised | % of voting rights |
| Right to Recall of Lent shares | n/a | At any time | 900 494 | 0,65 % |
| Right of use over shares | n/a | At any time | 24 316 | 0,02 % |
| Long Call Option | 18.10.2024 - 20.12.2024 | n/a | 3 355 900 | 2,42 % |
| | | SUBTOTAL B.1 | 4 280 710 | 3,09 % |
| B 2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018 |
| Type of instrument | Expiration Date | Exercise Period | Physical / Cash Settlement | Number of voting rights | % of voting rights |
| Short Put Option | 20.12.2024 | n/a | Physisch | 400 000 | 0,29 % |
| | | | SUBTOTAL B.2 | 400 000 | 0,29 % |
8. Information in relation to the person subject to the notification obligation:
☐ Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.
☒ Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity:
| No. | Name | Directly controlled by No. | Shares held directly (%) | Financial/other instruments held directly (%) | Total of both (%) |
| 1 | UBS Group AG | | | | |
| 2 | UBS AG | 1 | 0,91 % | 3,35 % | 4,26 % |
| 3 | UBS Americas Holding LLC | 2 | | | |
| 4 | UBS Americas Inc. | 3 | | | |
| 5 | UBS Securities LLC | 4 | | | |
| 6 | UBS Switzerland AG | 2 | | | |
| 7 | UBS Europe SE | 2 | | | |
| 8 | UBS Asset Management AG | 2 | | | |
| 9 | UBS Asset Management (Deutschland) GmbH | 8 | | | |
| 10 | UBS Asset Management Holding (No.2) Ltd | 8 | | | |
| 11 | UBS Asset Management Holding Ltd | 10 | | | |
| 12 | UBS Asset Management (UK) Limited | 11 | | | |
| 13 | UBS Asset Management Switzerland AG | 8 | | | |
| 14 | UBS Fund Management (Switzerland) AG | 13 | | | |
| 15 | Credit Suisse Asset Management International Holding Ltd | 2 | | | |
| 16 | Credit Suisse Asset Management & Investor Services (Schweiz) Holding AG | 15 | | | |
| 17 | Credit Suisse Fund Management S.A. | 16 | | | |
| | | | | | |
9. In case of proxy voting
Date of general meeting: -
Voting rights after general meeting: - is equivalent to - voting rights.
Zurich, Switzerland am 30.9.2024
